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The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB

Hearing•House Financial Services Subcommittee on Capital Markets•Mar 5, 2026 · 2:00 PM

Summary

House Financial Services Subcommittee on Capital Markets held a hearing on Mar 5, 2026 at 2:00 PM in Rayburn House Office Building, Room 2128. 4 witnesses appeared.

Record

The meeting has its video, witnesses and documents on the record.

Video

The proceedings, as the committee streamed them.

Witnesses

4 witnesses appeared, with 12 papers on file.

NamePositionPapers
Mr. Onnig DombalagianProfessor of Law, Tulane University School of LawBiography · Truth in Testimony · Testimony
Mr. Mike NicholasChief Executive Officer, Bond Dealers of AmericaBiography · Testimony · Truth in Testimony
Ms. Valerie MirkoPartner & Leader of Securities Regulation and Litigation, Armstrong Teasdale LLPBiography · Testimony · Truth in Testimony
Ms. Jennifer ShawExecutive Director, Public Investors Advocate Bar AssociationBiography · Testimony · Truth in Testimony

Documents

The committee filed 5 documents for the meeting.

DocumentKindFormat
NoticeSupport DocumentPDF
MemorandumSupport DocumentPDF
H.R. 2689, the Restoring Accountability in Market Supervision (RAMS) ActBills and ResolutionsPDF
H.R.____, a bill to amend the Securities Exchange Act of 1934 to require fines collected for violations of th…Bills and ResolutionsPDF
H.R.____, a bill to amend the Securities Exchange Act of 1934 to clarify the composition of the membership of…Bills and ResolutionsPDF